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Wealth Enhancement Advisory Services, LLC CRD 116407
$122B regulatory AUM 327 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-08-08 |
Branch Locations
1800 W Loop S Suite 1900, Houston, TX 77027 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Houston | TX | 12/2014 | 06/2025 |
| Sfs Interests, Inc | Houston | TX | 04/2016 | 09/2016 |
| Wealth Enhancement Advisory Services, Llc | Houston | TX | 08/2016 | Present |
| Wealth Enhancement Brokerage Services | Houston | TX | 08/2016 | Present |
| V Wealth Management, Llc | Overland Park | KS | 04/2016 | 09/2016 |
| Wealth Enhancement Group | Houston | MN | 08/2016 | Present |
Wealth Enhancement Group - Non-Variable Insurance - Investment Related - 505 N. Hwy 169 STE 900, Plymouth, MN 55441 - Start 08/01/2016 - 40 Hr/Mo; 6 Hour(s) During Securities Trading - Life, Health, LTC, Fixed Annuities. Wealth Enhancement Advisory Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/01/2016 - 40 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 08/2016. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-01 |
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