Casey R Robert Hazen

Employer firm

Horizon Investments LLC CRD 109552

$8.47B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• CONSULT FOR OTHER FINANCIAL PROFESSIONALS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 07/2020
  Ubs Financial Services Inc.
  San Francisco, CA
• 07/2020 → Present
  Horizon Investments Llc
  Charlotte, NC
• 08/2020 → Present
  Quasar Distributors, Llc
  Charlotte, NC

Previous Registrations

• 2015-12-29 → 2020-07-27
  Ubs Financial Services Inc.
  San Francisco, CA

Other Businesses

1.) Horizon Investments; Charlotte, NC; Started 08/01/2020; Investment consulting; Portfolio Strategist; employed by Horizon Investments to work as a portfolio consultant where we build customized portfolios for independent advisors; 40 hours per month with 0 hours per month trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-28
• S63 Uniform Securities Agent State Law Examination
  2014-07-29

Designations

• Chartered Financial Analyst

Other Names

• Casey Robert Hazen
• Casey Hazen
• Casey R Robert Hazen