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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-06-27 |
| NY | RA | APPROVED | 2022-06-27 |
| TX | RA | APPROVED | 2022-06-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rochester | NY | 07/2018 | 06/2022 |
| Bank Of America, N.A. | Rochester | NY | 07/2018 | 06/2022 |
| United States Marine Corps | Syracuse | NY | 09/2016 | Present |
| Ubs Financial Services Inc | Rochester | NY | 06/2022 | Present |
I*596230 For profit or not for profit: Entity Governmental Name of outside business organization: United States Marine Corps Reserve Investment related: N Address of business: Syracuse, New York, 13211 Nature of business: ["Political Organization"] Position, title, association: ["Employee"], Start date of relationship: 9/9/2016 Number of hours devoted: 72 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I am the Company Executive Officer For Company E, 4th LAR BN. I am in charge of developing training plans and schedules.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-27 |
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