Jake Richard Johnson

Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-30

TX RA
APPROVED

Since 2025-10-30

Branch Locations

2800 Caballo Ranch Blvd, Cedar, TX 78613 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	06/2014	10/2025
Northwestern Mutual Investment Services Llc	Austin	TX	12/2015	10/2025
Foundations Investment Advisors Llc	Phoenix	AZ	10/2025	Present

06/2014 → 10/2025

Northwestern Mutual Life Insurance Company

Milwaukee, WI
12/2015 → 10/2025

Northwestern Mutual Investment Services Llc

Austin, TX
10/2025 → Present

Foundations Investment Advisors Llc

Phoenix, AZ

Other Businesses

1. VITAL RETIREMENT; 2800 CABALLO RANCH BLVD, CEDAR PARK ,TX 78613; INVESTMENT RELATED; INSURANCE SALES; INSURANCE AGENT; REVIEW A CLIENTS FULL FINANCIAL PLAN AND HELP THEM UNDERSTAND THE BEST INSURANCE PRODUCTS FOR THEM; STARTED: 10/2025; 20 HOURS A MONTH.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2016-12-29

S63 Uniform Securities Agent State Law Examination

2016-12-29

Designations

Certified Financial Planner

Other Names

Jake Richard Johnson

View on SEC IAPD