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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-18 |
| NJ | RA | APPROVED | 2022-01-06 |
Branch Locations
184 Liberty Corner Rd Suite 315, Warren, NJ 07059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ernst & Young Investment Advisers Llp | Secaucus | NJ | 09/2018 | 10/2018 |
| Redcom | Westfield | NJ | 06/2018 | 09/2018 |
| Watchung Hills Regional Hs | Warren | NJ | 11/2016 | Present |
| Storms Associates | Rockaway | NJ | 09/2015 | 11/2017 |
| Mml Investors Services | Warren | NJ | 05/2020 | Present |
| Massmutual | Warren | NJ | 06/2019 | Present |
(1) Name: 22 Elite LLC Inv Rel: N Add: 57 Westervelt Ave Edison NJ 08817 Nature: Ice Hockey Camp Position: Owner Start:4/10/2019 No Hr/Mo: 1 No Hr/Mo Dur Trading: 0 (2) Name: Inlet Financial LLC Inv rel: Y Add: 184 Liberty Corner Rd. Ste 315 Warren, NJ 07059 Nature: Other - LLC for business expenses Position: Member Start date: 09/29/2022 No. HR/MO: 1. No. HR/MO during sec trading: 1. Describe duties: LLC for business accounting purposes/expenses (3) Name: Hockey Players in Business Inv rel: N Add: 75 Division Ave, Apt1, Summit, NJ 07901 Nature: Networking and raising money for charity Position: Chapter President Start date: 01/04/2021 No. HR/MO: 10. No. HR/MO during sec trading: 0. Describe duties: Organizing and coordinating chapter events, quarterly meeting with the various chapter presidents, attending monthly networking events.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-03 |
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