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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-03 |
| NJ | RA | APPROVED | 2013-03-14 |
| PA | RA | APPROVED | 2012-01-06 |
Branch Locations
101 Lindenwood Drive Suite 225, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Malvern | PA | 12/2005 | Present |
| Transamerica Financial Advisors, Inc | Malvern | PA | 01/2012 | Present |
| Management Group Of Dragon Inc | Malvern | PA | 01/2017 | Present |
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc MANAGEMENT GROUP OF DRAGON INC/NO/230 SNOWBERRY WAY, WEST CHESTERP, PA, 19380/PLAN TO SET A S-CORP AS A "PASS THROUGH" COMPANY FOR EASY MANAGEMENT OF WFG COMMISSSION AND WFG BUSINESS ACTIVITY RELATED EXPENSES ONLY. IT WILL NOT INVOLVE ANY OTHER ACTIVITIES./PRESIDENT/01.01.2017/4/0/MONITOR AND DOCUMENT MY OWN FAMILY'S WFG BUSINESS RELATED TRANSACTIONS AND BUSINESS EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-01 |
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