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55 West Street Suite 201, Walpole, MA 02081 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2019-02-13 |
Branch Locations
55 West Street Suite 201, Walpole, MA 02081 • United States
3401 Village Drive Suite 208, Lincoln, NE 68516 • United States
17002 Marcy Street Suite 120, Omaha, NE 68526 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unified Legacy Advisors | Lincoln | NE | 08/2013 | Present |
1) Unified Retirement Specialists: fixed insurance sales. Start Date: 10/09/2018. Address 9240 Andermatt Drive Suite 2 Lincoln, NE 68526. Role: Vice President. Not investment related. Aprox 80 hours per month. 2) DBA Unified Legacy Advisors 3) American Financial Education Alliance (AFEA); Investment related: No; Location: 349 Copperfield Blvd NE STE-L #106 Concord NC 28025 USA; Description: The American Financial Education Alliance (AFEA) is one of the fastest growing non-profit financial wellness programs in the country! Our unique No Selling approach, coupled with strategic alliances will change the way you think about financial education! As an IRS approved 501(c)(3) non-profit organization, AFEA's mission is to inform and empower Americans to take control of their finances by providing comprehensive financial education in communities nationwide. AFEA specializes in providing high-level financial education to: Businesses and their employees (Satisfying ERISA 404c Requirements) Churches and their congregations Colleges and their alumni Other organizations and local communities via college and library held classes; Position Title: Instructor ; Responsibilities Duties: Conducting educational classes; Start date: 2023-06-01; Hours per month during trading hours: 0; Hours per month outside trading hours: 2 4) Neben Financial, LLC: Investment Advisor Representative; Investment related; location: 1142 Miracle Hills Dr. Suite 510,Omaha,NE, 68154;Description of the business: Wealth Management & Financial Planning; Start date with business: 2018-10-01;Responsibilities Duties: Investment Advisor Representative; Hours per month during trading hours: 10; Hours per month outside trading hours: 40;Percentage of total yearly compensation expected to be derived from the business: 20. 5) American Senior Benefits; Agent; Not Investment Related; 9850 Nicholas St Suite 200 Omaha NE 68114; Medicare/Health Insurance Agency; Responsibilities: Medicare Sales; Start date: 2025-06-23; 0 Hours per month devoted to business during trading hours; 0 Hours per month devoted to business outside trading hours; 1 Percent of total yearly compensation expected to be derived from the business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-17 |
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