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Current Employers
The Patriot Financial Group, Llc

55 West Street Suite 201, Walpole, MA 02081 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2019-02-13
  • NE RA
    APPROVED
    Since 2019-02-13

Branch Locations

55 West Street Suite 201, Walpole, MA 02081 • United States

3401 Village Drive Suite 208, Lincoln, NE 68516 • United States

17002 Marcy Street Suite 120, Omaha, NE 68526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unified Legacy Advisors Lincoln NE 08/2013 Present
  • 08/2013 → Present
    Unified Legacy Advisors
    Lincoln, NE
Other Businesses

1) Unified Retirement Specialists: fixed insurance sales. Start Date: 10/09/2018. Address 9240 Andermatt Drive Suite 2 Lincoln, NE 68526. Role: Vice President. Not investment related. Aprox 80 hours per month. 2) DBA Unified Legacy Advisors 3) American Financial Education Alliance (AFEA); Investment related: No; Location: 349 Copperfield Blvd NE STE-L #106 Concord NC 28025 USA; Description: The American Financial Education Alliance (AFEA) is one of the fastest growing non-profit financial wellness programs in the country! Our unique No Selling approach, coupled with strategic alliances will change the way you think about financial education! As an IRS approved 501(c)(3) non-profit organization, AFEA's mission is to inform and empower Americans to take control of their finances by providing comprehensive financial education in communities nationwide. AFEA specializes in providing high-level financial education to: Businesses and their employees (Satisfying ERISA 404c Requirements) Churches and their congregations Colleges and their alumni Other organizations and local communities via college and library held classes; Position Title: Instructor ; Responsibilities Duties: Conducting educational classes; Start date: 2023-06-01; Hours per month during trading hours: 0; Hours per month outside trading hours: 2 4) Neben Financial, LLC: Investment Advisor Representative; Investment related; location: 1142 Miracle Hills Dr. Suite 510,Omaha,NE, 68154;Description of the business: Wealth Management & Financial Planning; Start date with business: 2018-10-01;Responsibilities Duties: Investment Advisor Representative; Hours per month during trading hours: 10; Hours per month outside trading hours: 40;Percentage of total yearly compensation expected to be derived from the business: 20. 5) American Senior Benefits; Agent; Not Investment Related; 9850 Nicholas St Suite 200 Omaha NE 68114; Medicare/Health Insurance Agency; Responsibilities: Medicare Sales; Start date: 2025-06-23; 0 Hours per month devoted to business during trading hours; 0 Hours per month devoted to business outside trading hours; 1 Percent of total yearly compensation expected to be derived from the business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-17
  • S65 Uniform Investment Adviser Law Examination
    2019-01-17

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