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Nicole M Hohl

Morgan Stanley

Davenport, IA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-11
IL RA APPROVED 2023-11-30
IA RA APPROVED 2023-11-30
  • TX RA
    APPROVED
    Since 2023-12-11
  • IL RA
    APPROVED
    Since 2023-11-30
  • IA RA
    APPROVED
    Since 2023-11-30

Branch Locations

4300 East 53Rd Street Suite 300, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Lombard IL 07/2015 10/2018
Daniel Harezlak Lombard IL 07/2015 10/2018
Peter Case Chicago IL 10/2018 12/2019
Northwestern Mutual Investment Services Llc Chicago IL 10/2018 03/2023
Marc Rosenberg Chicago IL 08/2019 12/2019
Matt Ward Chicago IL 08/2019 12/2019
James Houghton Davenport IA 12/2019 03/2023
David Kreiter Davenport IA 02/2020 03/2023
Iowa Select Vbc Davenport IA 10/2022 04/2024
Morgan Stanley Smith Barney Llc Davenport IA 03/2023 Present
  • 07/2015 → 10/2018
    Northwestern Mutual Investment Services Llc
    Lombard, IL
  • 07/2015 → 10/2018
    Daniel Harezlak
    Lombard, IL
  • 10/2018 → 12/2019
    Peter Case
    Chicago, IL
  • 10/2018 → 03/2023
    Northwestern Mutual Investment Services Llc
    Chicago, IL
  • 08/2019 → 12/2019
    Marc Rosenberg
    Chicago, IL
  • 08/2019 → 12/2019
    Matt Ward
    Chicago, IL
  • 12/2019 → 03/2023
    James Houghton
    Davenport, IA
  • 02/2020 → 03/2023
    David Kreiter
    Davenport, IA
  • 10/2022 → 04/2024
    Iowa Select Vbc
    Davenport, IA
  • 03/2023 → Present
    Morgan Stanley Smith Barney Llc
    Davenport, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-29
S63 Uniform Securities Agent State Law Examination 2014-07-10
  • S65 Uniform Investment Adviser Law Examination
    2023-11-29
  • S63 Uniform Securities Agent State Law Examination
    2014-07-10
Other Names
  • Nicole Marie Adams
  • Nicole M Adams

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
EDWARD JONES
MATHESON & ROCK WEALTH MANAGEMENT, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
REDHAWK WEALTH ADVISORS, INC.
THRIVENT INVESTMENT MANAGEMENT INC.
210 FINANCIAL
MML INVESTORS SERVICES, LLC

Other Investors

BRENT WILLIAM MCCORMICK
CHAD EDWARD LEWIS
ANDREW JOHN TRASOWECH
ELIZABETH JO BEHRENDS
Thomas James McCormick
Megan N Obenauf
JAMES MICHAEL SHRADER
VICTORIA JEAN RAMIREZ

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Quad Cities, IA
EDWARD JONES · Davenport, IA
MATHESON & ROCK WEALTH MANAGEMENT, LLC · DAVENPORT, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Davenport, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · DAVENPORT, IA
EDWARD JONES · DAVENPORT, IA
REDHAWK WEALTH ADVISORS, INC. · DAVENPORT, IA
THRIVENT INVESTMENT MANAGEMENT INC. · DAVENPORT, IA

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