Susan Novick

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Garden City, NY
• 10/2014 → Present
  Bank Of America, N.A.
  Garden City, NY

Other Businesses

I*72780 Entity Type: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ALBERTSON MARKETING COMPANY LLC INVESTMENT RELATED: NO ADDRESS OF BUSINESS: ALBERTSON, NEW YORK 11507 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 6/1/2002 NUMBER OF HOURS DEVOTED: 3 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A PRIVATE FAMILY COMPANY. I AM A MEMBER OF THE LLC. THE COMPANY CREATES MARKETING STRATEGIES FOR BIG RETAILERS. I*74960 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: S. N. (FREELANCE) INVESTMENT RELATED: NO ADDRESS OF BUSINESS: OLD WESTBURY, NEW YORK 11568 POSITION, TITLE, ASSOCIATION: Writer START DATE OF RELATIONSHIP: 6/2/2003 NUMBER OF HOURS DEVOTED: 2 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FREELANCE FOOD WRITER I*: 2472265 Entity Type: Charitable Name of OBA: Playwrights Horizons Address: New York, NY 10036 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 06/15/2025 Number of Hours: 20 hrs annually Number of Hours during trading: 0 Duties: Playwrights Horizons is a not-for-profit off-Broadway theater company dedicated to the support and development of contemporary American playwrights. Playwrights Horizons also offers theater arts classes to young students. Past productions have won 7 Pulitzer Prizes and more than 20 Obie Awards. I have been asked to join their Board of Trustees as a board member, serving on the theater membership and artistic advisory committees. I will have no financial responsibility and will not serve in any financial capacity. This position is not compensated. I*: 2577299 Entity Type: Fiduciary role Name of OBA: S. S. Address: Upper Brookville, NY 11545 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/25/2025 Number of Hours: 1 hr annually Number of Hours during trading: 1 hr annually Duties: Power of Attorney for parents

Exams

• S66 Uniform Combined State Law Examination
  2014-09-16

Other Names

• Susan Morris