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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 03/2015 | Present |
| Bank Of America, N.A. | Dallas | TX | 10/2016 | Present |
I*95346FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ENGINEERED ADVICE LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:PLANO, TEXAS 75025NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 2/20/2013NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: TECHNOLOGY CONSULTING. COMPANY ESTABLISHED IN 2013, BUT NEVER OPERATIONAL.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-10-31 |
| S65 | Uniform Investment Adviser Law Examination | 2014-08-28 |
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