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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-11-14 |
Branch Locations
1919 Gallows Road Suite 100, Vienna, VA 22182 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Bethesda | MD | 01/2015 | 08/2017 |
| New York Life Insurance Company | Bethesda | MD | 05/2014 | 08/2017 |
| Prudential Insurance Company Of America | Vienna | VA | 08/2017 | Present |
| Pruco Securities, Llc. | Vienna | VA | 08/2017 | 11/2024 |
| Lpl Enterprise, Llc | Vienna | VA | 11/2024 | Present |
1. 11/14/2024 - Love the Ball LLC - Business Owner - Fairfax, VA - NOT INV REL - Start Date 06/06/2014 - 0hrs/mth 2. 11/14/2024 - Estia Focused Financial - DBA for LPL Business (entity for LPL business) - Vienna, VA - Start Date 06/30/2021 - 100hrs/mth 3. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-14 |
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