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701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-10 |
| WA | RA | APPROVED | 2023-03-10 |
Branch Locations
560 Mission Street Suite 2800, San Francisco, CA 94105 • United States
701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | San Ramon | CA | 06/2014 | 04/2018 |
| Saint Mary's College Of California | Moraga | CA | 07/2015 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Napa | CA | 10/2018 | 07/2021 |
| Unemployed | Fairfield | CA | 04/2018 | 10/2018 |
| Bank Of America, N.A. | Napa | CA | 12/2018 | 07/2021 |
| Freestone Capital Management, Llc | Seattle | WA | 02/2023 | Present |
| Iconiq Capital, Llc | San Francisco | CA | 09/2021 | 07/2022 |
| Graziadio Business School - Pepperdine University | Malibu | CA | 01/2021 | 12/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-06 |
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