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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-11-10
GA RA APPROVED 2014-08-08
  • TX RA
    APPROVED
    Since 2014-11-10
  • GA RA
    APPROVED
    Since 2014-08-08

Branch Locations

300 Galleria Pkwy Se, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 05/2014 Present
Bank Of America, N.A. Atlanta GA 10/2014 Present
Other Businesses

I*460491, Entity Type: Entity For Profit, Name of OBA: Stevecca LLLP, Address: Greensboro, Georgia 30642, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 01/01/2009, No Hours: 0, No Hours during trading: 0, Duties: I am not sure of exact date of creation. I was not at the meeting. I have no activities or tasks. I am limited partner with no voting or decision rights. I*2217290, Entity Type: Fiduciary role Name of OBA: W S Irrevocable Trust, Address: Marietta, Georgia, 30064, Investment Related: No, Position, Title, Association: Co-Trustee, Employee State Date: 25-Jun-2014, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: Co-Trustee / child I*: 2674285Entity Type: Fiduciary roleName of OBA: W. S. (Spouse)Address: Marietta, GA 30064Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 08/01/2025Number of Hours: 1 hr annuallyNumber of Hours during trading: 0 Duties: Power of Attorney for spouse I*3793301, Entity Type: , Name of OBA: H S Irrevocable Trust , Address: marietta, Georgia, 30064, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 01/01/2014, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3793302, Entity Type: , Name of OBA: M S Irrevocable Trust , Address: marietta, Georgia, 30064, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 01/01/2014, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3793303, Entity Type: , Name of OBA: S S III Irrevocable Trust , Address: marietta, Georgia, 30064, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 01/01/2014, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3793304, Entity Type: , Name of OBA: M S Irrevocable Trust, Address: Marietta, Georgia, 30064, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 01/01/2014, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3793305, Entity Type: , Name of OBA: N S Irrevocable Trust, Address: Marietta, Georgia, 30064, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 01/01/2014, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3800279, Entity Type: , Name of OBA: M S Irrevocable Trust , Address: Marietta, Georgia, 30064, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 01/01/2014, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3800280, Entity Type: , Name of OBA: E S Irrevocable Trust , Address: Marietta, Georgia, 30064, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 01/01/2014, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-06
  • S66 Uniform Combined State Law Examination
    2014-08-06
Other Names
  • Gerald Smith

View on SEC IAPD

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