Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-05-14
TX RA APPROVED 2026-05-14
  • IA RA
    APPROVED
    Since 2026-05-14
  • TX RA
    APPROVED
    Since 2026-05-14

Branch Locations

3146 Brockway Road, Waterloo, IA 50701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Waterloo IA 07/2021 05/2026
Dhi Group Inc Denver CO 12/2019 01/2021
Revamped Home Security Denver CO 03/2018 12/2019
Bara Sushi Greenwood Village CO 02/2017 03/2018
Thirsty Lion Denver CO 09/2016 02/2017
Unemployed Denver CO 01/2021 07/2021
Osaic Wealth, Inc. Waterloo IA 05/2026 Present
  • 07/2021 → 05/2026
    Waterloo, IA
  • 12/2019 → 01/2021
    Dhi Group Inc
    Denver, CO
  • 03/2018 → 12/2019
    Revamped Home Security
    Denver, CO
  • 02/2017 → 03/2018
    Bara Sushi
    Greenwood Village, CO
  • 09/2016 → 02/2017
    Thirsty Lion
    Denver, CO
  • 01/2021 → 07/2021
    Unemployed
    Denver, CO
  • 05/2026 → Present
    Waterloo, IA
Previous Registrations
Other Businesses

JOHNSON WEALTH MANAGEMENT INC; INV RELATED; WATERLOO, IA; 50% OWNERSHIP; START DATE 05/03/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; FINANCIAL PLANNING PRACTICE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-18
  • S66 Uniform Combined State Law Examination
    2021-10-18
Other Names
  • Erica Anna Mundell
  • Erica Mundell

View on SEC IAPD

More in Waterloo, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor