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Steven Luong

Allworth Financial, L.P.

Folsom, CA

Houston, TX

CRD 6341651

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Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-02
  • TX RA
    APPROVED
    Since 2021-06-02

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

1800 West Loop South, Suite #1980, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Houston TX 05/2014 01/2021
Allworth Financial Houston TX 05/2021 Present
Aw Securities Houston TX 05/2021 Present
Unemployed Sugarland TX 01/2021 04/2021
  • 05/2014 → 01/2021
    Blackrock
    Houston, TX
  • 05/2021 → Present
    Allworth Financial
    Houston, TX
  • 05/2021 → Present
    Aw Securities
    Houston, TX
  • 01/2021 → 04/2021
    Unemployed
    Sugarland, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-20
  • S66 Uniform Combined State Law Examination
    2014-09-20
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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