Stephen Gregory Duckett

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 11/2020
  Wells Fargo Clearing Services, Llc
  Germantown, TN
• 05/2016 → 03/2017
  Tristate Medical Finance
  Chandler, AZ
• 03/2017 → 10/2020
  Wells Fargo Advisors
  Germantown, TN
• 11/2020 → 03/2024
  Worth Financial Insurance Services Llc
  Charlotte, NC
• 09/2022 → 02/2024
  Worth Financial Advisory Group, Llc Dba Worth Advisors
  Charlotte, NC
• 05/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 06/2024 → Present
  Bank Of America, N.A.
  Charlotte, NC

Previous Registrations

• 2020-12-10 → 2024-03-08
  Worth Advisors
  Charlotte, NC
  Memphis, TN
• 2017-07-12 → 2020-11-05
  Wells Fargo Clearing Services, Llc
  Germantown, TN

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-04-15
• S66 Uniform Combined State Law Examination
  2017-07-08

Other Names

• Stephen Gregory Duckett
• Stephen Duckett