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3407 W Alberta Rd, Edinburg, TX 78539 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edinburg Cisd | Edinburg | TX | 08/2009 | 12/2018 |
| Kws Financial Group, Llc | Edinburg | TX | 04/2016 | 02/2017 |
| Regal Investment Advisors, Llc | Kentwood | MI | 02/2017 | 10/2018 |
| Kws Financial Group, Llc | Edinburg | TX | 10/2015 | Present |
| Kws Advisory Group, Llc | Edinburg | TX | 09/2020 | Present |
| St. Bernard Financial Services, Inc. | Edinburg | TX | 12/2018 | 09/2020 |
1. KWS Financial Group, LLC, 2511 Hylton Ave, Edinburg, TX 78539 10/2015, 20hrs during trading time. Life, Fixed, and Indexed annuities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-07 |
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