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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-14 |
| OH | RA | APPROVED | 2020-09-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bridgepoint Education | San Diego | CA | 01/2012 | 03/2017 |
| Massmutual | La Jolla | CA | 10/2015 | 09/2016 |
| Mml Investors Services | La Jolla | CA | 12/2015 | 09/2016 |
| Jp Morgan Chase Bank N.A. | Centerville | OH | 03/2017 | 08/2018 |
| Jp Morgan Securities, Llc | Centerville | OH | 03/2017 | 08/2018 |
| Edward Jones | Saint Louis | MO | 09/2018 | 08/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miamisburg | OH | 08/2020 | Present |
| Bank Of America, N.A. | Miamisburg | OH | 09/2020 | Present |
I*770265, Entity Type: Entity Charitable, Name of OBA: Clothes That Work, Address: Kettering, Ohio, 45419, Investment Related: N, Position, Title, Association: Board Member, Officer, Employee State Date: 03/24/2022, No Hours: 5 Monthly, No Hours during Trading: 1 Monthly, Duties: Serve as president of the board of trustees. My role's responsibilities include: maintaining a board of trustees to successfully support the mission of CTW. In addition, to ensure the development and execution of the organization's strategic plan.Clothes That Work clothes, educates, and empowers individuals to prepare them for employment success.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-17 |
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