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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
TX RA APPROVED_RES 2020-07-24
  • NY RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2020-07-24

Branch Locations

85 Civic Center Plaza Suite 202, Poughkeepsie, NY 12601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2006 06/2020
Equitable Advisors, Llc New York NY 04/2006 Present
Other Businesses

1.GRODIO INSURANCE - 762 HUNTINGTON DRIVE, FISHKILL, NY 12524 - PART TIME PASSIVE P&C SALES, NO ACTIVE PROSPECTING - FEBRUARY 2012 - APPROX 20 HOURS PER MONTH - APPROX $10,000 PER YEAR.2.Outside Insurance Carrier Appointments

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-13
  • S66 Uniform Combined State Law Examination
    2006-11-13
Other Names
  • Carlos Perez

View on SEC IAPD

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