Basavadatta Ghosh

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 11/2019
  Citigroup Global Markets Inc.
  New York, NY
• 11/2019 → 02/2021
  Jp Morgan Securities, Llc
  Montclair, NJ
• 11/2019 → 02/2021
  Jp Morgan Chase Bank, N.A.
  Montclair, NJ
• 03/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Short Hills, NJ

Previous Registrations

• 2019-11-19 → 2021-03-08
  J.P. Morgan Securities Llc
  Montclair, NJ
  Cedar Grove, NJ
  Cedar Grove, NJ
  Upper Montclair, NJ
  West New York, NJ

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITYNAME OF ENTITY: (SELF)POSITION: CO-OWNER / CO- LANDLORD - RENTAL PROPERTYSTART DATE: 8/1/2019ADDRESS: 2 New York, NY DETAILS: 2 NEW YORK, NY.INVESTMENT RELATED: NOHOURS DEDICATED (per month unless otherwise indicated): 0HOURS DURING TRADING: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-10-25
• S63 Uniform Securities Agent State Law Examination
  2010-12-17

Other Names

• Basav Ghosh