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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-27 |
Branch Locations
50 West Jericho Turnpike, Huntington Station, NY 11746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Garden City | NY | 07/2015 | 05/2018 |
| Charles Schwab Bank | Garden City | NY | 07/2015 | 05/2018 |
| E*Trade Securities Llc | Garden City | NY | 05/2018 | 09/2021 |
| E*Trade Capital Management Llc | Garden City | NY | 05/2018 | 09/2021 |
| Charles Schwab & Co., Inc. | Huntington Station | NY | 09/2021 | Present |
| Charles Schwab Bank, Ssb | Huntington Station | NY | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-29 |
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