Spenser Paul Thompson

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2022-08-12
TX	RA	APPROVED	2022-08-12
VA	RA	APPROVED	2022-08-12

DC RA
APPROVED

Since 2022-08-12
TX RA
APPROVED

Since 2022-08-12
VA RA
APPROVED

Since 2022-08-12

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

1650 Tysons Boulevard Suite 1000, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Vienna	VA	07/2015	08/2022
Morgan Stanley Smith Barney Llc	Mclean	VA	08/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	09/2022	Present

07/2015 → 08/2022

Ubs Financial Services

Vienna, VA
08/2022 → Present

Morgan Stanley Smith Barney Llc

Mclean, VA
09/2022 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2015-10-12 → 2022-08-23

Ubs Financial Services Inc.

Mclean, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-10

S66 Uniform Combined State Law Examination

2015-10-10

Designations

View on SEC IAPD

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