Joseph Tauer

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-10-24
MN	RA	APPROVED	2018-11-30

TX RA
APPROVED_RES

Since 2022-10-24
MN RA
APPROVED

Since 2018-11-30

Branch Locations

720 Century Ave Sw Ste 106, Hutchinson, MN 55350-0000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investment Centers Of America	Bismarck	ND	05/2014	10/2016
Unemployed	Springfield	MN	10/2016	01/2017
Cetera Advisor Networks, Llc	El Segundo	CA	01/2017	11/2018
Prairie Plans Asset Management, Inc.	Springfield	MN	11/2014	10/2016
Edward Jones	St.LOuis	MO	11/2018	Present

05/2014 → 10/2016

Investment Centers Of America

Bismarck, ND
10/2016 → 01/2017

Unemployed

Springfield, MN
01/2017 → 11/2018

Cetera Advisor Networks, Llc

El Segundo, CA
11/2014 → 10/2016

Prairie Plans Asset Management, Inc.

Springfield, MN
11/2018 → Present

Edward Jones

St.LOuis, MO

Previous Registrations

2017-01-12 → 2018-11-28

Cetera Wealth Services, Llc

Sleepy Eye, MN

Minnetonka, MN

North Mankato, MN

New Ulm, MN

New Ulm, MN

North Mankato, MN

Hutchinson, MN

Hutchinson, MN
2014-10-01 → 2016-10-17

Investment Centers Of America, Inc.

Bismarck, ND

Springfield, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-10-01

S66 Uniform Combined State Law Examination

2014-10-01

Other Names

Joseph Paul Tauer

View on SEC IAPD

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