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Zachary Schifferle

Hsbc Securities (Usa) Inc.

Buffalo, NY

Getzville, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-09
  • NY RA
    APPROVED
    Since 2022-09-09

Branch Locations

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Getzville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Buffalo NY 05/2014 09/2021
Cadaret Grant & Co., Inc. Syracuse NY 09/2021 08/2022
Hsbc Securities (Usa) Inc. Depew NY 08/2022 Present
Hsbc Bank Usa, N.A. Depew NY 08/2022 Present
  • 05/2014 → 09/2021
    M&T Securities
    Buffalo, NY
  • 09/2021 → 08/2022
    Cadaret Grant & Co., Inc.
    Syracuse, NY
  • 08/2022 → Present
    Hsbc Securities (Usa) Inc.
    Depew, NY
  • 08/2022 → Present
    Hsbc Bank Usa, N.A.
    Depew, NY
Previous Registrations
  • 2022-07-11 → 2022-08-17
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-08
S63 Uniform Securities Agent State Law Examination 2014-11-13
  • S66 Uniform Combined State Law Examination
    2022-07-08
  • S63 Uniform Securities Agent State Law Examination
    2014-11-13
Other Names
  • Zachary B Schifferle
  • Zach Schifferle
  • Zachary Schifferle

View on SEC IAPD

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