Zachary Schifferle

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 09/2021
  M&T Securities
  Buffalo, NY
• 09/2021 → 08/2022
  Cadaret Grant & Co., Inc.
  Syracuse, NY
• 08/2022 → Present
  Hsbc Securities (Usa) Inc.
  Depew, NY
• 08/2022 → Present
  Hsbc Bank Usa, N.A.
  Depew, NY

Previous Registrations

• 2022-07-11 → 2022-08-17
  Cadaret, Grant & Co., Inc.
  Syracuse, NY

Exams

• S66 Uniform Combined State Law Examination
  2022-07-08
• S63 Uniform Securities Agent State Law Examination
  2014-11-13

Other Names

• Zachary B Schifferle
• Zach Schifferle
• Zachary Schifferle