Timothy N Betts

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 09/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Myers, FL
• 08/2016 → 01/2017
  Dealers Greatest Assets
  Bonita Springs, FL
• 01/2017 → 04/2018
  Branch Banking And Trust
  Fort Myers, FL
• 04/2018 → 06/2018
  Rocket Sign Supplies
  Fort Myers, FL
• 09/2018 → 09/2021
  Bank Of America, N.A.
  Fort Myers, FL
• 10/2021 → 10/2023
  Suncoast Credit Union
  Tampa, FL
• 10/2021 → 10/2023
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 05/2022 → 10/2023
  Lpl Financial Llc
  Fort Myers, FL
• 10/2023 → 03/2025
  Lincoln Investment
  Fort Washington, PA
• 10/2023 → 03/2025
  Capital Analysts
  Fort Washington, PA
• 09/2025 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Farpointe Wealth Advisors Llc
  Alva, FL
• 03/2025 → Present
  Moon Financial Group
  Alva, FL

Previous Registrations

• 2023-11-01 → 2025-03-25
  Lincoln Investment
  Alva, FL
  Palm Beach Gardens, FL
  Tallahassee, FL
  Tallahassee, FL
• 2023-11-03 → 2025-03-25
  Capital Analysts
  Alva, FL
  Tallahassee, FL
• 2022-05-19 → 2023-11-02
  Lpl Financial Llc
  Fort Myers, FL
• 2021-10-18 → 2022-05-25
  Cuna Brokerage Services, Inc.
  Fort Myers, FL
  Tampa, FL
  Waverly, IA
• 2018-11-08 → 2021-09-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Myers, FL
  New York, NY
  Fort Myers, FL
  Naples, FL
  Naples, FL
  Naples, FL
  Fort Lauderdale, FL
  Naples, FL

Other Businesses

1) MOON FINANCIAL GROUP; SAME AS REGISTERED LOCATION; NON-INVESTMENT RELATED; MARKETING LEAD GENERATION SERVICES/CAMPAIGNS FOR FINAL EXPENSE INSURANCE ONLY; OWNER; SINCE 03/2025; 40 HRS/MO 2) NAME OF OTHER BUSINESS: FARPOINTE WEALTH ADVISORS LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 9/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2018-11-06
• S63 Uniform Securities Agent State Law Examination
  2015-11-16

Other Names

• Timothy Nathaneal Betts
• Timothy N Betts
• Timothy Betts