Matthew Baity

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 03/2018
  Fidelity Brokerage Services Llc
  Greenwood Village, CO
• 03/2016 → 03/2018
  Strategic Advisers, Inc.
  Greenwood Village, CO
• 03/2018 → 10/2021
  Tiaa
  Denver, CO
• 03/2018 → 10/2021
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 10/2021 → 06/2023
  Pnc Investments
  Denver, CO
• 06/2023 → Present
  Wealth Enhancement Group
  Westminster, CO
• 06/2023 → Present
  Wealth Enhancement Advisory Services
  Westminster, CO

Previous Registrations

• 2021-10-28 → 2023-06-22
  Pnc Wealth Management Llc
  Arvada, CO
  Denver, CO
  Denver, CO
  Northglenn, CO
  Arvada, CO
  Northglenn, CO
• 2018-03-28 → 2021-11-01
  Tiaa-Cref Individual & Institutional Services, Llc
  Glendale, CO
  Denver, CO
• 2016-03-11 → 2018-03-19
  Strategic Advisers Llc
  Greenwood Village, CO

Exams

• S66 Uniform Combined State Law Examination
  2016-03-05
• S63 Uniform Securities Agent State Law Examination
  2014-10-09

Designations

• Certified Financial Planner

Other Names

• Matthew Frank Baity