Douglas Levasseur

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 04/2018
  R P Sarnecki
  Leawood, KS
• 07/2014 → 04/2018
  Northwestern Mutual Investment Services Llc
  Leawood, KS
• 05/2018 → 03/2021
  Bmo Financial Group
  Chicago, IL
• 03/2021 → Present
  Lpl Financial, Llc
  Chicago, IL

Previous Registrations

• 2018-05-10 → 2021-03-24
  Bmo Harris Financial Advisors, Inc.
  Chicago, IL
  Chicago, IL
• 2014-09-23 → 2018-05-03
  Northwestern Mutual Investment Services, Llc
  Leawood, KS

Other Businesses

1. 4/15/2021 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

• S66 Uniform Combined State Law Examination
  2014-09-20

Other Names

• Doug Levasseur
• Douglas Raymond Levasseur