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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-08-19 |
Branch Locations
4200 W 115Th Street, Suite 210, Leawood, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 06/2017 | 04/2019 |
| The University Of Kansas | Lawrence | KS | 08/2014 | 05/2017 |
| Bank Of America, N.A. | Chicago | IL | 11/2017 | 04/2019 |
| Frontier Wealth Management, Llc | Wichita | KS | 01/2021 | 07/2022 |
| Northern Trust | Chicago | IL | 05/2019 | 12/2020 |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2021 | 08/2022 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 07/2022 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-09 |
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