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Daniel William Farrell

Core Planning

Ofallon, MO

Devon, PA

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Current Employers
Core Planning

706 N Main St, Ofallon, MO 63366 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-13
AR RA APPROVED 2026-05-20
CT RA APPROVED 2026-05-20
MD RA APPROVED 2026-05-20
MI RA APPROVED 2026-05-20
TX RA APPROVED 2026-05-20
NJ RA APPROVED 2025-09-10
MO RA APPROVED 2025-09-04
NY RA APPROVED 2025-09-04
PA RA APPROVED 2025-09-04
  • FL RA
    APPROVED
    Since 2026-08-13
  • AR RA
    APPROVED
    Since 2026-05-20
  • CT RA
    APPROVED
    Since 2026-05-20
  • MD RA
    APPROVED
    Since 2026-05-20
  • MI RA
    APPROVED
    Since 2026-05-20
  • TX RA
    APPROVED
    Since 2026-05-20
  • NJ RA
    APPROVED
    Since 2025-09-10
  • MO RA
    APPROVED
    Since 2025-09-04
  • NY RA
    APPROVED
    Since 2025-09-04
  • PA RA
    APPROVED
    Since 2025-09-04

Branch Locations

706 N Main St, Ofallon, MO 63366 • United States

Devon, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. New York NY 05/2014 04/2017
Oppenheimerfunds Denver CO 11/2017 03/2019
Unemployed New York NY 04/2017 11/2017
The Vanguard Group, Inc. Malvern PA 03/2019 10/2019
The Vanguard Group, Inc. Malvern PA 10/2019 05/2024
Mercer Philadelphia PA 04/2024 08/2025
Core Planning Llc Ofallon MO 08/2025 Present
  • 05/2014 → 04/2017
    Oppenheimer & Co. Inc.
    New York, NY
  • 11/2017 → 03/2019
    Oppenheimerfunds
    Denver, CO
  • 04/2017 → 11/2017
    Unemployed
    New York, NY
  • 03/2019 → 10/2019
    The Vanguard Group, Inc.
    Malvern, PA
  • 10/2019 → 05/2024
    The Vanguard Group, Inc.
    Malvern, PA
  • 04/2024 → 08/2025
    Mercer
    Philadelphia, PA
  • 08/2025 → Present
    Core Planning Llc
    Ofallon, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-08-15
  • S63 Uniform Securities Agent State Law Examination
    2014-08-15
Designations
Other Names
  • Daniel William Farrell
  • Daniel Farrell

View on SEC IAPD

Other Firms

EDWARD JONES
CENTORBI FINANCIAL GROUP, INC.
FORTIS CAPITAL ADVISORS, LLC
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
MAINSTREET RIA LLC
THRIVENT INVESTMENT MANAGEMENT INC.

Other Investors

Jared M Mora
CHAD MICHAEL CENTORBI
Stephen Thomas Bommarito
Benjamin Phillip Wishman
James Corey Rudd
Daniel Dean Joseph Farner
John Thomas Farner
Bryce Starzyk

Other Offices

EDWARD JONES · OFALLON, MO
CENTORBI FINANCIAL GROUP, INC. · O'FALLON, MO
EDWARD JONES · O'FALLON, MO
EDWARD JONES · O'FALLON, MO
EDWARD JONES · O'FALLON, MO
FORTIS CAPITAL ADVISORS, LLC · O'Fallon, MO
LPL FINANCIAL LLC · O'FALLON, MO
CETERA INVESTMENT ADVISERS LLC · O'FALLON, MO

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