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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-01 |
Branch Locations
200 Ashford Ctr N Ste 400, Atlanta, GA 30338 • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Atlanta | GA | 01/2022 | Present |
| Integrated Financial Group | Atlanta | GA | 11/2019 | Present |
| Integrated Financial Group | Atlanta | GA | 12/2017 | 11/2019 |
| Integrated Financial Group | Atlanta | GA | 08/2017 | 12/2017 |
| Vsolvit | Ventura | CA | 07/2015 | 08/2017 |
| Integrated Financial Group | Atlanta | GA | 08/2014 | 08/2017 |
| Lpl Financial Llc | Atlanta | GA | 05/2014 | 01/2022 |
| Ifg Advisory, Llc | Altanta | GA | 10/2022 | Present |
1. 1/31/2022 - Integrated Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/28/2022 - IFG Advisory, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date: 01/2022 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide administrative support to IFG Advisory, LLC, an independent investment advisor firm. I started this business activity in 01/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-23 |
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