John Sebastian Szot

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-09-16

NJ RA
APPROVED

Since 2021-09-16

Branch Locations

169 Ramapo Valley Rd Suite Ll100, Oakland, NJ 07436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Park Ridge Police Dept.	Park Ridge	NJ	08/2009	Present
Primerica Financial Services	Oakland	NJ	01/2014	Present
Pfs Investments Inc.	Oakland	CA	03/2021	Present

08/2009 → Present

Park Ridge Police Dept.

Park Ridge, NJ
01/2014 → Present

Primerica Financial Services

Oakland, NJ
03/2021 → Present

Pfs Investments Inc.

Oakland, CA

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Lamplighter Lane LLC, Not Investment related, Park Ridge, NJ 07656, Owner/Ownership, 06/2023 to present, 1 hour committed per month, (0 hours during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-09-09
S63	Uniform Securities Agent State Law Examination	2021-04-16

S65 Uniform Investment Adviser Law Examination

2021-09-09
S63 Uniform Securities Agent State Law Examination

2021-04-16

View on SEC IAPD