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Eric J Baughman

Blackrock Investment Management, LLC

Sausalito, CA

Princeton, NJ

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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-06
CA RA APPROVED 2024-06-05
  • NJ RA
    APPROVED
    Since 2024-06-06
  • CA RA
    APPROVED
    Since 2024-06-05

Branch Locations

3 Harbor Dr, Suite 204, Sausalito, CA 94965 • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Francisco CA 04/2021 02/2022
Capital Group Los Angeles CA 07/2015 04/2021
Morgan Stanley Private Bank, N.A New York NY 04/2022 07/2023
Blackrock Investments, Llc Sausalito CA 05/2024 Present
Blackrock Sausalito CA 05/2024 Present
Unemployed Larkspur CA 08/2023 04/2024
  • 04/2021 → 02/2022
    Morgan Stanley
    San Francisco, CA
  • 07/2015 → 04/2021
    Capital Group
    Los Angeles, CA
  • 04/2022 → 07/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 05/2024 → Present
    Blackrock Investments, Llc
    Sausalito, CA
  • 05/2024 → Present
    Blackrock
    Sausalito, CA
  • 08/2023 → 04/2024
    Unemployed
    Larkspur, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-08-31
S65 Uniform Investment Adviser Law Examination 2021-03-03
  • S63 Uniform Securities Agent State Law Examination
    2021-08-31
  • S65 Uniform Investment Adviser Law Examination
    2021-03-03
Designations
Other Names
  • Eric James Baughman
  • Eric J Baughman

View on SEC IAPD

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CALDWELL SUTTER CAPITAL, INC. · SAUSALITO, CA
MAIN STREET RESEARCH LLC · Sausalito, CA
CALDWELL SUTTER CAPITAL, INC. · SAUSALITO, CA
COMPOSITION WEALTH, LLC · Sausalito, CA
37NORTH CAPITAL MANAGEMENT, LLC · SAUSALITO, CA
VERT ASSET MANAGEMENT LLC · SAUSALITO, CA
SEAFRONT CAPITAL PARTNERS LLC · SAUSALITO, CA
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