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Catherine M Andrade

Morgan Stanley

Rochester, NY

Stamford, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-14
TX RA APPROVED_RES 2021-12-16
CT RA APPROVED 2021-07-07
  • NY RA
    APPROVED
    Since 2025-05-14
  • TX RA
    APPROVED_RES
    Since 2021-12-16
  • CT RA
    APPROVED
    Since 2021-07-07

Branch Locations

300 Linden Oaks Suite 200, Rochester, NY 14625 • United States

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Webster Bank Hamden CT 02/2016 06/2021
Lpl Financial Llc Hamden CT 11/2016 05/2019
Janney Montgomery Scott Llc Glastonbury CT 05/2019 06/2021
Morgan Stanley Smith Barney Llc Stamford CT 06/2021 Present
  • 02/2016 → 06/2021
    Webster Bank
    Hamden, CT
  • 11/2016 → 05/2019
    Lpl Financial Llc
    Hamden, CT
  • 05/2019 → 06/2021
    Janney Montgomery Scott Llc
    Glastonbury, CT
  • 06/2021 → Present
    Morgan Stanley Smith Barney Llc
    Stamford, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-24
S63 Uniform Securities Agent State Law Examination 2018-09-17
  • S65 Uniform Investment Adviser Law Examination
    2020-02-24
  • S63 Uniform Securities Agent State Law Examination
    2018-09-17
Other Names
  • Catherine Marie Biron
  • Catherine Marie Sette
  • Catherine Marie Andrade

View on SEC IAPD

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OAK CREST ADVISORY, LLC

Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY
UBS FINANCIAL SERVICES INC. · Rochester, NY

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