Phillip Anthony Carbajal

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 03/2017
  Lpl Financial, Llc
  Portland, OR
• 03/2017 → 01/2018
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2017 → 01/2018
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2018 → 04/2021
  Voya Financial Advisors, Inc.
  Portland, OR
• 05/2021 → 04/2022
  Voya Financial Advisors
  Camas, WA
• 04/2022 → 07/2023
  Missionsquare Invesment Services
  Washington, DC
• 07/2023 → Present
  Nationwide Investment Services Corporation
  Columbus, OH

Previous Registrations

• 2022-04-27 → 2023-07-25
  Missionsquare Retirement
  Washington, DC
  Camas, WA
• 2021-06-09 → 2022-04-18
  Voya Retirement Advisors, Llc
  Windsor, CT
• 2018-02-21 → 2021-04-30
  Voya Retirement Advisors, Llc
  Washougal, WA
• 2017-03-29 → 2018-02-07
  Hub International Investment Services Inc.
  Portland, OR
  Austin, TX
• 2017-03-13 → 2018-01-26
  Cambridge Investment Research Advisors, Inc.
  Portland, OR

Other Businesses

--Position: Owner Company/Employer: House Rental Property Location: 7019 N Geneva Way Ridgefield, WA 98642 Start Date: 08/23/2022 Hours Devoted Monthly: 1 Hours During Trading Hours: 0 Investment Related: No

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-06
• S63 Uniform Securities Agent State Law Examination
  2014-07-03

Designations

• Chartered Financial Consultant