Nolan Saini

Current Employers

Desert Financial Planning

74399 Highway 111 Suite D, Palm Desert, CA 92260 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

Palm Desert, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Palm Springs	CA	05/2014	04/2017
Global View Capital Insurance, Ltd.	Waukesha	WI	07/2017	09/2017
Global View Capital Management, Ltd.	Waukesha	WI	07/2017	09/2017
Desert Financial Planning	Palm Desert	CA	07/2017	Present

05/2014 → 04/2017

Ameriprise Financial Services, Inc.

Palm Springs, CA
07/2017 → 09/2017

Global View Capital Insurance, Ltd.

Waukesha, WI
07/2017 → 09/2017

Global View Capital Management, Ltd.

Waukesha, WI
07/2017 → Present

Desert Financial Planning

Palm Desert, CA

Previous Registrations

2017-07-31 → 2017-09-29

Global View Capital Management Llc

Palm Dessert, CA

Waukesha, WI
2014-11-12 → 2017-04-13

Ameriprise Financial Services, Llc

Palm Springs, CA

Other Businesses

NOLAN SAINI TUTORING, SOLE PROPRIETOR; NOT INVESTMENT RELATED; ADDRESS: PALM DESERT, CA; NATURE: EDUCATIONAL TUTORING AS INDEPENDENT CONTRACTOR TO MULTIPLE TUTORING ORGANIZATIONS; POSITION: TUTOR; STARTED: JULY 2017 - PRESENT; APPROX. 16-20 HRS/MONTH; APPROX. ZERO HRS/MONTH DURING SECURITIES TRADING HOURS; RESPONSIBILITIES: TUTOR ELEMENTARY THROUGH COLLEGE AGE STUDENTS ON VARIOUS SUBJECTS FOR ACADEMIC IMPROVEMENT AND TEST PREPARATION.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-11-03
S63	Uniform Securities Agent State Law Examination	2014-09-22

S65 Uniform Investment Adviser Law Examination

2014-11-03
S63 Uniform Securities Agent State Law Examination

2014-09-22

Designations

Other Names

Nolan Raj Saini
Nolan R. Saini

View on SEC IAPD