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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-03-18
  • NJ RA
    APPROVED
    Since 2015-03-18

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

185 Fairfield Avenue, #4C, Fairfield, NJ 07044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fairfield NJ 02/2015 Present
Private Advisor Group Llc Fairfield NJ 02/2015 Present
Previous Registrations
Other Businesses

1. 3/10/2015: PRIVATE ADVISORS GROUP, LLC - DBA: (HYBRID) PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - ADMIN. - 100% OF TIME SPENT. 2. 9/4/2019 - Anchor Financial Associates, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 08/22/2019 - 2 Hours Per Month/2 Hours During Securities Trading - Outside local insurance agency. They assist in taking care of the underwriting process. 3. 11/5/2019 - Private Advisor Group - DBA: (Hybrid) Anchor Financial Associates, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/01/2019 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/6/2020 - Anchor Financial Associates, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/15/2019 - 500 Hours Per Month/8 Hours During Securities Trading. 5. 05/28/2025 - Madison Brokerage - Inv. Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:05/26/2025 - 4Hours Per Month/0Hours During Securities Trading. 6. 11/20/2025 - Crump - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 1 hour per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-03
  • S66 Uniform Combined State Law Examination
    2014-11-03
Other Names
  • Evan C Imfeld
  • Evan Christopher Imfeld

View on SEC IAPD

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