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Josiah Paul Fernandez

Wells Fargo Clearing Services, LLC

Charlotte, NC

Charlotte, NC

Gastonia, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-07-03
  • NC RA
    APPROVED
    Since 2018-07-03

Branch Locations

10210 Couloak Dr Ste A, Charlotte, NC 28216 • United States

2610 W Sugar Creek Rd, Charlotte, NC 28262 • United States

750 S New Hope Rd, Gastonia, NC 28054 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Gastonia NC 05/2014 11/2016
Wells Fargo Bank Na Gastonia NC 07/2011 Present
Wells Fargo Clearing Services, Llc Gastonia NC 11/2016 Present
  • 05/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Gastonia, NC
  • 07/2011 → Present
    Wells Fargo Bank Na
    Gastonia, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Gastonia, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-03
S63 Uniform Securities Agent State Law Examination 2014-07-09
  • S65 Uniform Investment Adviser Law Examination
    2018-07-03
  • S63 Uniform Securities Agent State Law Examination
    2014-07-09

View on SEC IAPD

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