Nicholas Alan Otto

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-05-12
OH	RA	APPROVED	2017-03-25

TX RA
APPROVED_RES

Since 2017-05-12
OH RA
APPROVED

Since 2017-03-25

Branch Locations

Blue Ash, OH • United States

8044 Montgomery Road Suite 620, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Cincinnati	OH	06/2014	03/2017
Mml Investors Services, Llc	Cincinnati	OH	03/2017	Present
Massmutual Life Insurance Co	Cincinnati	OH	07/2016	Present

06/2014 → 03/2017

Metlife Securities Inc

Cincinnati, OH
03/2017 → Present

Mml Investors Services, Llc

Cincinnati, OH
07/2016 → Present

Massmutual Life Insurance Co

Cincinnati, OH

Previous Registrations

2014-10-02 → 2017-03-25

Msi Financial Services, Inc.

Cincinnati, OH

Other Businesses

Name: Clearview Financial Partners, LLC Inv rel: Y Addr: 8044 Montgomery Rd, Suite 620, Cincinnati, OH 45236 Nature: LLC created for tax purposes Position: Financial Advisor Start: 09/29/2022 No hrs/mo: 160 No hrs/mo dur trading: 130 Duties: Providing financial advice and asset management to clients.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-28

S66 Uniform Combined State Law Examination

2014-08-28

Designations

Other Names

Nicholas Otto

View on SEC IAPD