Corey Christopher Rolling

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 06/2023
  Jp Morgan Securities Llc
  Garden City, NY
• 05/2014 → 06/2023
  Jp Morgan Chase Bank
  Garden City, NY
• 06/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bayside, NY
• 08/2023 → Present
  Bank Of America N.A.
  Bayside, NY

Previous Registrations

• 2021-01-26 → 2023-06-09
  J.P. Morgan Securities Llc
  Garden City, NY
  Carle Place, NY
  Carle Place, NY

Other Businesses

I*2433299, Entity Type: Fiduciary role Name of OBA: C C R TTEE H H TTEE U/A DTD 04/02/2015 , Address: Brooklyn, New York, 11223, Investment Related: No, Position, Title, Association: Trustee, Employee State Date: 04/30/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Trustee for Uncle

Exams

• S66 Uniform Combined State Law Examination
  2020-12-09
• S63 Uniform Securities Agent State Law Examination
  2014-07-25

Other Names

• Corey C Rolling
• Corey Rolling