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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-01 |
| NC | RA | APPROVED | 2021-08-20 |
Branch Locations
13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barbour | Washington | DC | 05/2017 | 07/2017 |
| Bonefish Grill | Charlottesville | VA | 05/2016 | 01/2017 |
| Hampden Sydney College | Hampden Sydney | VA | 08/2014 | 05/2017 |
| The Vanguard Group, Inc. | Charlotte | NC | 07/2017 | 09/2018 |
| Ubs Financial Services Inc | Charlotte | NC | 09/2018 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 08/2021 | Present |
| Bank Of America, N.A. | Charlotte | NC | 11/2021 | Present |
I*1710280, Entity Type: Entity Not for Profit, Name of OBA: Youth Finance USA, Address: Charlotte,North Carolina 28210, Investment Related: N, Position, Title, Association: Advisor, Employee Start Date: 02/14/2024, No Hours: 0, No Hours during trading: 0, Duties: Advisory Board member I*2431287, Entity Type non profit, Name of OBA: YP Charlotte Regional Business Alliance Board Address: charlotte, NC 28202 Investment Related: No Position, Title, Association:board member Employee Start Date: 01/01/2025 No Hours: 6-10 No Hours during trading: 0 Duties:This is a board that strives to foster business growth in Charlotte through pannels and networking. I*2431292, Entity Type: , Name of OBA: Hampden Sydney College Alumni President, Address: Hampden-Sydney, Virginia, 23943, Investment Related: N, Position, Title, Association: Other, Employee State Date: 05/01/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I organize events for alumni in Charlotte NC of Hampden Sydney College I*2431293, Entity Type: , Name of OBA: Hampden Sydney College Young Alumni Board, Address: Hampden-Sydney , Virginia, 23943, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 04/30/2025 No Hours: 8 Yearly, No Hours during Trading: 0 Yearly, Duties: I sit on a board of young alumni of my college that help give opinions on the direction of the college. We work together to try and contribute to the growth of the college's mission.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-08 |
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