Steven M Ng

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 02/2023
  Jp Morgan Securities Llc
  Berkeley, CA
• 09/2014 → 02/2023
  Jp Morgan Chase Bank, N.A.
  Berkeley, CA
• 02/2023 → Present
  Morgan Stanley Smith Barney Llc
  San Francisco, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-05-22
• S63 Uniform Securities Agent State Law Examination
  2014-10-08

Other Names

• Steven Ng
• Monloon Steven Ng
• Steven Monloon Ng