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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-02-21
  • FL RA
    APPROVED
    Since 2019-02-21

Branch Locations

3457 N University Dr, Sunrise, FL 33351 • United States

1620 W 49Th Street, Hialeah, FL 33012 • United States

1590 Ne Miami Gardens Drive, N Miam Beach, FL 33179 • United States

2875 Ne 191 St. Suite 101, Aventura, FL 33180 • United States

10 South Federal Hwy, Fort Lauderdale, FL 33301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 02/2017 Present
Popular Bank Deerfield Beach FL 12/2015 Present
  • 02/2017 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 12/2015 → Present
    Popular Bank
    Deerfield Beach, FL
Other Businesses

1.) Popular Bank. Sunrise, FL. Banking. Yes, investment related. Started in 11/2015. Apporx 40 hours per week during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-12
S63 Uniform Securities Agent State Law Examination 2014-08-25
  • S66 Uniform Combined State Law Examination
    2019-02-12
  • S63 Uniform Securities Agent State Law Examination
    2014-08-25
Other Names
  • Gladys Stathis
  • Irma Gladys Stathis

View on SEC IAPD

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