Ryan Lopez

CRD 6337219

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-08-31
TX	RA	APPROVED	2020-09-22
FL	RA	APPROVED	2019-12-11

NC RA
APPROVED

Since 2021-08-31
TX RA
APPROVED

Since 2020-09-22
FL RA
APPROVED

Since 2019-12-11

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Charlotte	NC	01/2019	Present
Brooks International	West Palm Beach	FL	10/2018	01/2019
University Of Alabama	Tuscaloosa Alabama	AL	08/2013	09/2018

01/2019 → Present

Morgan Stanley

Charlotte, NC
10/2018 → 01/2019

Brooks International

West Palm Beach, FL
08/2013 → 09/2018

University Of Alabama

Tuscaloosa Alabama, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-09
S63	Uniform Securities Agent State Law Examination	2019-10-29

S66 Uniform Combined State Law Examination

2019-12-09
S63 Uniform Securities Agent State Law Examination

2019-10-29

Other Names

Ryan Joseph Lopez

View on SEC IAPD

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