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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
884 3Rd St Ste A, Santa Rosa, CA 95404 • United States
6020 Commerce Blvd Ste 127, Rohnert Park, CA 94928 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-26 |
Branch Locations
6020 Commerce Blvd Ste 127, Rohnert Park, CA 94928-2179 • United States
884 Third St Ste A, Santa Rosa, CA 95404-4567 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Santa Rosa | CA | 05/2014 | 12/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 12/2017 |
| Wells Fargo Clearing Services, Llc | Santa Rosa | CA | 12/2017 | 10/2019 |
| Lpl Financial | Santa Rosa | CA | 10/2019 | Present |
| Mariner Independent Advisor Network, Llc | Sacramento | CA | 10/2019 | 07/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1)10/2019 - DBA for LPL Business (entity for LPL business) - SONOMA COUNTY WEALTH ADVISORS - 100% - INVESTMENT RELATED - SANTA ROSA, CA 95404 2) 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-24 |
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