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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-04 |
Branch Locations
132 San Mateo Rd, Half Moon Bay, CA 94019 • United States
301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Half Moon Bay | CA | 08/2009 | Present |
| Wells Fargo Advisors Llc | Half Moon Bay | CA | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Half Moon Bay | CA | 11/2016 | Present |
SFIHC, NOT INV RELATED, SAN FRANCISCO, CA, CAREGIVER, START 3/1/2018, 120 HOURS PER MONTH, ZERO DURING TRADING, BATHING DRESSING GROCERY SHOPPING COOKING AND ATTENDING DOCTOR APPOINTMENTS. NOTARY, NOT INV RELATED, STATE OF CALIFORNIA, START 4/1/2021, 4 HOURS PER MONTH, ZERO DURING TRADING, NOTARIZE DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-09 |
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