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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Jose | CA | 07/2026 | Present |
| Jpmorgan Chase Bank, N.A. | San Jose | CA | 07/2026 | Present |
| Wells Fargo | Salinas | CA | 09/2008 | 07/2026 |
| My Coco Inc | Greenfield | CA | 03/2015 | 12/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-18 |
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