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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-05
MD RA APPROVED 2017-02-17
  • TX RA
    APPROVED_RES
    Since 2026-01-05
  • MD RA
    APPROVED
    Since 2017-02-17

Branch Locations

7401 Wisconsin Ave Suite 100, Bethesda, MD 20814-3400 • United States

108 Ellington Blvd, Gaithersburg, MD 20878-4552 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Gaithersburg MD 07/2015 Present
Charles Schwab Bank Gaithersburg MD 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-10
  • S66 Uniform Combined State Law Examination
    2015-12-10

View on SEC IAPD

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