Best Investors Account Sign in
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2018-09-21
TX RA APPROVED_RES 2018-09-12
AR RA APPROVED 2014-08-26
  • OK RA
    APPROVED
    Since 2018-09-21
  • TX RA
    APPROVED_RES
    Since 2018-09-12
  • AR RA
    APPROVED
    Since 2014-08-26

Branch Locations

4262 Central Avenue Suite A, Hot Springs, AR 71913 • United States

2200 North Rodney Parham Road Suite 100, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Little Rock AR 05/2014 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 09/2018
Morgan Stanley Private Bank, N.A New York NY 04/2022 Present
  • 05/2014 → Present
    Morgan Stanley Smith Barney Llc
    Little Rock, AR
  • 01/2015 → 09/2018
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 04/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-22
  • S66 Uniform Combined State Law Examination
    2014-08-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hot Springs, AR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor