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Timothy Louis Buff

Goldman Sachs Wealth Services, L.P.

Cohoes, NY

CRD 6336348

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-15
  • NY RA
    APPROVED
    Since 2021-07-15

Branch Locations

100 Coliseum Drive, Cohoes, NY 12047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company L.P./Goldman Sachs Latham NY 06/2017 08/2019
Le Moyne College Syracuse NY 08/2013 05/2017
The Ayco Company, L.P./Mercer Allied Latham NY 08/2019 01/2021
Goldman Sachs & Co. Llc Cohoes NY 01/2021 Present
  • 06/2017 → 08/2019
    The Ayco Company L.P./Goldman Sachs
    Latham, NY
  • 08/2013 → 05/2017
    Le Moyne College
    Syracuse, NY
  • 08/2019 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Latham, NY
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    Cohoes, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-08-14
  • S63 Uniform Securities Agent State Law Examination
    2017-08-14
Other Names
  • Tim Louis Buff
  • Timothy Louis Buff
  • Tim Louis Buff

View on SEC IAPD

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