Steven Joseph Pantuso

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 03/2024
  Charles Schwab & Co., Inc.
  New York City, NY
• 07/2021 → 12/2023
  Td Ameritrade, Inc.
  New York City, NY
• 04/2024 → Present
  Raymond James & Associates
  Hackensack, NJ

Previous Registrations

• 2015-09-03 → 2024-03-26
  Charles Schwab & Co., Inc.
  Orlando, FL
  New York City, NY
• 2021-07-22 → 2022-10-14
  Td Ameritrade, Inc.
  New York City, NY
  Omaha, NE

Other Businesses

(1)Name of Business: Address: 1435 Fountain View St, Ormond Beach, FL, 32174, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/29/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will occasionally buy, sell, build, and repair fishing gear and similar personal-use accessories, at times through online marketplaces. This activity is hobby-based. For example, I have been building fishing rods for personal use for over 20 years (legacy family hobby).

Exams

• S66 Uniform Combined State Law Examination
  2015-09-02

Designations

• Certified Financial Planner

Other Names

• Steven Joseph Pantuse